What does a Financial Markets attorney do?

A Financial Markets attorney practices in legal matters related to financial markets and can provide valuable assistance and guidance to individuals, businesses, and organizations. Here's what they can do for you.:

  Regulatory Compliance: They ensure that individuals and businesses comply with financial market regulations and requirements. They provide guidance on compliance with laws and regulations set by regulatory authorities such as the Financial Sector Conduct Authority (FSCA), the Johannesburg Stock Exchange (JSE), and other relevant bodies.

  Licensing and Registration: They in this field assist businesses in obtaining the necessary licenses and registrations to operate in the financial markets. They guide clients through the licensing process, advise on the requirements, and help prepare and submit the required documentation.

  Financial Products and Services: They can provide guidance on the legal aspects of financial products and services, including the development, marketing, and distribution of investment products, securities, derivatives, collective investment schemes, and other financial instruments. They ensure compliance with relevant regulations and advise on disclosure requirements.

  Market Abuse and Insider Trading: They can assist in matters related to market abuse and insider trading. They provide guidance on the legal requirements and obligations to prevent market manipulation, insider trading, and other forms of unlawful conduct in financial markets.

  Securities Offerings and Capital Raising: They can assist in securities offerings and capital raising activities. They advise on the legal aspects of public offerings, private placements, rights issues, and other capital raising methods. They ensure compliance with disclosure requirements, prospectus regulations, and relevant securities laws.

  Stock Exchange Listings: They in this field can guide businesses through the process of listing on stock exchanges such as the Johannesburg Stock Exchange. They assist with compliance with listing requirements, drafting and reviewing listing documents, and navigating the regulatory landscape.

  Investment Management and Funds: They can provide guidance on investment management and funds. They assist with the establishment and regulation of investment funds, compliance with fund management regulations, and the drafting and negotiation of investment management agreements.

  Financial Disputes and Litigation: If financial disputes arise, They can provide representation and assistance in resolving disputes through negotiation, mediation, or litigation. They handle disputes related to financial market transactions, regulatory enforcement actions, investment losses, breach of fiduciary duties, and other financial matters.

Choose area for Financial Markets Attorneys

Kempton Park
Western Cape
Cape Town
Kwazulu Natal
Umhlanga Ridge
Free State
North West Province
Northern Cape
Eastern Cape